Exercises · Q9
Q.Distinguish between the protective and regulatory functions of SEBI.
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Start your 14-day free trial to unlock the full solution →| Basis | Protective functions | Regulatory functions |
|---|---|---|
| Primary aim | Directly shield investors from fraud/unfair practices | Govern the conduct of intermediaries and the market's structure |
| Examples | Prohibiting insider trading, banning price rigging, investor education | Registering brokers/merchant bankers, regulating takeovers, framing rules |
| Who is mainly affected | Investors (protected from harm) | Intermediaries and companies (whose conduct is governed) |
| Nature | Prevents specific misconduct | Establishes the rules of the game for the market to function |
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