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Chemistry · Ch 11 — Aldehydes, Ketones and Carboxylic Acids

Reactivity of the Alpha-Hydrogen: Aldol Condensation

11.8

Reactivity of the Alpha-Hydrogen: Aldol Condensation

A hydrogen atom on the carbon immediately adjacent to a carbonyl group -- the α\alpha-carbon -- behaves quite differently from an ordinary C-H\text{C-H} bond elsewhere in the molecule: it is markedly acidic (with a pKa\text{p}K_a around 1919-2020, far more acidic than a typical alkane C-H\text{C-H} at pKa≈50\text{p}K_a \approx 50, though still much weaker than water or an alcohol). The reason is that removing this proton leaves behind a carbanion that is not localised on a single carbon at all -- it is stabilised by resonance with the adjacent carbonyl group, delocalising the negative charge onto the more electronegative oxygen as well. This resonance-stabilised species is called an enolate ion, and it can be drawn as two resonance contributors: one with the negative charge on carbon (a simple carbanion form) and one with the negative charge on the more electronegative oxygen and a new C=C\text{C=C} double bond in place of the old C=O\text{C=O} (the enolate form proper) -- the true structure is a hybrid of both, but is chemically dominated by the oxygen-centred form.

The aldol reaction. When an aldehyde or ketone possessing at least one α\alpha-hydrogen is treated with dilute aqueous base (typically NaOH\text{NaOH}) at room temperature, the base removes an α\alpha-hydrogen to generate the enolate ion described above. This enolate is itself a nucleophile (its carbanion-like α\alpha-carbon carries substantial negative character), and it attacks the electrophilic carbonyl carbon of a second molecule of the aldehyde or ketone, exactly as any other nucleophile would in §8.5. The result, after protonation of the resulting alkoxide, is a single new molecule containing both a hydroxyl group and a carbonyl group, positioned β\beta and unreacted-carbonyl respectively -- a β\beta-hydroxy-aldehyde (an 'aldol', from ald-ehyde + alcoh-ol) if the starting material was an aldehyde, or a β\beta-hydroxy-ketone if it was a ketone. For example, two molecules of acetaldehyde combine under dilute base to give 3-hydroxybutanal, CH3CH(OH)CH2CHO\text{CH}_3\text{CH(OH)CH}_2\text{CHO}. …