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Mathematics · Ch 7 — Applications of Differential Calculus

Concavity, Convexity, and Points of Inflection

7.7.1

Concavity, Convexity, and Points of Inflection

A graph is said to be concave down (convex up) at a point if the tangent line there lies above the graph in the vicinity of the point; it is concave up (convex down) at a point if the tangent line lies below the graph nearby.

Definition 7.8 (repeated from §7.6.2's numbering — the second derivative version). Let f(x)f(x) be a function whose second derivative exists on an open interval I=(a,b)I=(a,b). Then f(x)f(x) is:

  1. concave up on II if f′(x)f'(x) is strictly increasing on II;
  2. concave down on II if f′(x)f'(x) is strictly decreasing on II. Analytically, the concavity of a differentiable y=f(x)y=f(x) is captured by testing the second derivative directly: Theorem 7.11 (Test of Concavity).

(i) If f′′(x)>0f''(x)>0 on an open interval II, then f(x)f(x) is concave up on II.

(ii) If f′′(x)<0f''(x)<0 on an open interval II, then f(x)f(x) is concave down on II.

Note

(1) Any local maximum of a function that is convex-upward (concave-down) on [a,b][a,b] is also its absolute maximum on [a,b][a,b].

(2) Any local minimum of a function that is convex-downward (concave-up) on [a,b][a,b] is also its absolute minimum on [a,b][a,b].

(3) There is only ever one absolute maximum (and one absolute minimum) on an interval, but there can be several local maxima or minima.

Definition 7.9 (Points of Inflection). The points where the graph of f(x)f(x) changes from "concave up to concave down" or "concave down to concave up" are called points of inflection of f(x)f(x).

Theorem 7.12 (Test for Points of Inflection).

(i) If f′′(c)f''(c) exists and changes sign as xx passes through cc, then (c,f(c))\big(c,f(c)\big) is a point of inflection of the graph of ff.

(ii) If f′′(c)f''(c) exists at a point of inflection, then f′′(c)=0f''(c)=0.

Locating candidate inflection points. For a "smooth" curve (no sharp corners), points where f′′(x)f''(x) might change sign happen either where f′′(x)=0f''(x)=0 or where f′′(x)f''(x) does not exist.

Note

Three cautions that go with this test:

  1. f′′(c)f''(c) may fail to exist at a genuine point of inflection — e.g. f(x)=x1/3f(x)=x^{1/3} at c=0c=0. …
Figure 7.23Schematic illustrating concavity: a curve that is concave down (convex up) on the left and concave up (convex down) on the right, meeting at a point of inflection.
Fig. 7.23 — Schematic illustrating concavity: a curve that is concave down (convex up) on the left and concave up (convex down) on the right, meeting at a point of inflection.

Drawn by us to help you understand the concept clearly, and verified to make sure it's accurate. For exams, practice from your textbook's own diagram.

What this figure shows. Schematic illustrating concavity: a curve that is concave down (convex up) on the left and concave up (convex down) on the right, meeting at a point …

Figure 7.24Graph of f''(x) = 12(x-1)(x-3) for the curve f(x)=(x-1)^3(x-5): an upward parabola with roots x=1 and x=3 (the points of inflection), negative between them and positive outside. The y-axis is compressed (ticks 20,40,60,80).
Fig. 7.24 — Graph of f''(x) = 12(x-1)(x-3) for the curve f(x)=(x-1)^3(x-5): an upward parabola with roots x=1 and x=3 (the points of inflection), negative between them and positive outside. The y-axis is compressed (ticks 20,40,60,80).

Drawn by us to help you understand the concept clearly, and verified to make sure it's accurate. For exams, practice from your textbook's own diagram.

What this figure shows. Graph of f''(x) = 12(x-1)(x-3) for the curve f(x)=(x-1)^3(x-5): an upward parabola with roots x=1 and x=3 (the points of inflection), negative between them and positive outside. The y-axis is compres …