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Mathematics · Ch 3 — Theory of Equations

Bounds for the number of Imaginary (Nonreal Complex) roots

3.9.2.2

Bounds for the number of Imaginary (Nonreal Complex) roots

Turning the two real-root bounds into a non-real-root bound. Let mm be the number of sign changes in P(x)P(x) (so at most mm positive roots) and kk the number of sign changes in P(−x)P(-x) (so at most kk negative roots). Since a degree-nn equation has exactly nn roots counted with multiplicity (§3.3.2.1), and at most m+km+k of them can be real,

(number of non-real roots) ≥ n−(m+k).\text{(number of non-real roots)} \ \ge\ n-(m+k).

Worked illustration (Example 3.30 — proving a lower bound on imaginary roots, with no solving). P(x)=9x9+2x5−x4−7x2+2P(x)=9x^9+2x^5-x^4-7x^2+2 (degree 99): signs are +,+,−,−,++,+,-,-,+: 2 sign changes, so at most 22 positive roots. P(−x)=−9x9−2x5−x4−7x2+2P(-x)=-9x^9-2x^5-x^4-7x^2+2: signs −,−,−,−,+-,-,-,-,+: 1 sign change, so at most 11 negative root. Clearly 00 is not a root (constant term 2≠02\ne0), so the maximum possible number of real roots is 2+1=32+1=3. Since the equation has 99 roots in all (Fundamental Theorem of Algebra), at least 9−3=69-3=6 roots must be non-real (imaginary) — proved entirely from the two sign-change counts, with no solving at all.

Worked illustration (Example 3.31(i) — all roots non-real, in one line). x2018+1947x1950+15x8+26x6+2019x^{2018}+1947x^{1950}+15x^8+26x^6+2019: every coefficient is positive, so P(x)P(x) has 00 sign changes (no positive roots) and P(−x)P(-x) (all even powers, unchanged) also has 00 sign changes (no negative roots). Since 00 is clearly not a root either (constant term ≠0\ne0), every one of the 20182018 roots is non-real. …