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Mathematics · Ch 4 — Theory of Equations

Symmetric Functions of the Roots

4.3

Symmetric Functions of the Roots

A symmetric function of the roots is any expression built from α1,…,αn\alpha_1,\dots,\alpha_n that is unchanged if you permute the roots among themselves — for instance ∑α2\sum\alpha^2, ∑α2β\sum\alpha^2\beta, or ∑1α2\sum \frac{1}{\alpha^2} for a cubic. A remarkable fact (which you do not need to prove from scratch, but should trust and use) is that every symmetric function of the roots of a polynomial equation can be written purely in terms of the coefficients p1,p2,…p_1,p_2,\dots — without ever solving the equation or knowing the individual roots. The elementary relations from the previous section (s1,s2,s3,…s_1,s_2,s_3,\dots) are the building blocks; every other symmetric function reduces to an algebraic combination of them, using ordinary identities like (α+β+γ)2=∑α2+2∑αβ(\alpha+\beta+\gamma)^2 = \sum\alpha^2 + 2\sum\alpha\beta.

The general strategy is: start from an identity you already know connecting the quantity you want to the elementary symmetric sums, substitute in the values of s1,s2,s3,…s_1,s_2,s_3,\dots read off from the coefficients, and simplify. This is genuinely useful — for a degree-5 or degree-6 equation you have no hope of finding the roots by hand, but you can still answer a question like 'what is the sum of the squares of the roots?' in one line.

Worked example. If α,β,γ\alpha,\beta,\gamma are the roots of x3+3x2−4x+2=0x^3 + 3x^2 - 4x + 2 = 0, find ∑α2\sum \alpha^2 and ∑1α\sum \frac{1}{\alpha}.

Here s1=α+β+γ=−3s_1=\alpha+\beta+\gamma=-3, s2=αβ+βγ+γα=−4s_2=\alpha\beta+\beta\gamma+\gamma\alpha=-4, s3=αβγ=−2s_3=\alpha\beta\gamma=-2.

For the sum of squares, use ∑α2=(α+β+γ)2−2(αβ+βγ+γα)=s12−2s2=(−3)2−2(−4)=9+8=17.\sum\alpha^2 = (\alpha+\beta+\gamma)^2 - 2(\alpha\beta+\beta\gamma+\gamma\alpha) = s_1^2 - 2s_2 = (-3)^2 - 2(-4) = 9+8 = 17. …