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Physics · Ch 11 — Thermodynamics

Heat Engines

11.11

Heat Engines

A heat engine is any device that converts heat into continuous, usable mechanical work by carrying a working substance (steam, or a fuel-air mixture, for example) through a repeating cyclic process -- a sequence of steps that returns the working substance to exactly the state it started in, so that the whole sequence can then repeat itself, cycle after cycle, producing a continuous, steady output of work rather than just a single one-off burst.

In every complete cycle, a heat engine draws in a quantity of heat Q1Q_1 from a hot reservoir (called the source, at temperature T1T_1), and, after doing what useful work it can with that energy, rejects a smaller quantity of heat Q2Q_2 to a cold reservoir (called the sink, at a lower temperature T2T_2). Because the working substance returns to its exact original state at the end of every cycle, its internal energy is exactly the same at the end of the cycle as it was at the beginning, so ΔU=0\Delta U = 0 for the cycle taken as a whole (even though UU certainly changes at intermediate stages within the cycle). Applying the first law over one complete cycle, Qnet=ΔU+WQ_{\text{net}} = \Delta U + W, with ΔU=0\Delta U = 0 and Qnet=Q1−Q2Q_{\text{net}} = Q_1 - Q_2, gives the net work done by the engine per cycle as

W=Q1−Q2W = Q_1 - Q_2

Efficiency. The efficiency of a heat engine is defined as the fraction of the heat drawn in from the source that actually ends up as useful work, rather than being rejected, unused, as waste heat to the sink:

η=WQ1=Q1−Q2Q1=1−Q2Q1\eta = \frac{W}{Q_1} = \frac{Q_1 - Q_2}{Q_1} = 1 - \frac{Q_2}{Q_1}

Since Q2Q_2 can never physically be reduced all the way to zero (the Kelvin-Planck statement of the second law forbids exactly this, Section 11.9), the efficiency of every real heat engine is always strictly less than 11 (that is, less than 100%) -- some heat is unavoidably wasted, rejected to the sink, in every single cycle of every heat engine that has ever been built or ever could be built. …

Figure 1Energy-flow schematic of a heat engine and of a refrigerator (reversed)

What this figure shows. Two schematic energy-flow diagrams drawn side by side for comparison, each showing a hot reservoir as a rectangle at the top labelled 'Source, T1' and a cold reservoir as a rectangle at the bottom labelled 'Sink, T2', with a circle labelled 'Engine' or 'Refrigerator' drawn between them. In the left-hand diagram (the heat engine), a downward arrow labelled Q1 runs from the source into the engine circle; a second downward arrow labelled Q2 leaves the engine circle and runs down into the sink; and a third arrow labelled W leaves the engine circle sideways, representing the useful work output, with a small note 'W = Q1 - Q2'. In the right-hand diagram (the refrigerator), all the arrow directions on the reservoirs are reversed compared to the engine: an upward arrow labelled Q2 runs from the cold sink into the refrigerator circle (heat is drawn OUT of the cold space), a further upward arrow labelled Q1 runs from the refrigerator circle up into the hot reservoir (heat is rejected to the warmer surroundings), and a third arrow labelled W points INTO the refrig …