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Mathematics · Ch 6 — Application of Derivatives

Maxima and Minima -- Second Derivative Test

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Maxima and Minima -- Second Derivative Test

A faster alternative at a single point. The first derivative test needs the sign of f′f' on both sides of a critical point cc. The second derivative test instead asks only about the behaviour of ff exactly at cc, via the second derivative f′′(c)f''(c) -- often much quicker when f′′f'' is easy to compute, though (as the WBCHSE syllabus notes) it is "given as a provable tool" here rather than derived from scratch.

Second Derivative Test. Let ff be twice differentiable at cc, with f′(c)=0f'(c) = 0.

  • If f′′(c)<0f''(c) < 0, then cc is a point of local maximum, and f(c)f(c) is the local maximum value.
  • If f′′(c)>0f''(c) > 0, then cc is a point of local minimum, and f(c)f(c) is the local minimum value.
  • If f′′(c)=0f''(c) = 0, the test is inconclusive -- fall back to the first derivative test (Section 4) at that point.

Why this works -- the concavity intuition. The second derivative f′′(x)f''(x) measures how the slope f′(x)f'(x) itself is changing, i.e. it describes the curvature (concavity) of the graph. If f′′(c)<0f''(c) < 0, the slope f′f' is decreasing as xx passes through cc -- consistent with f′f' going from positive (rising) to negative (falling), exactly the +→−+\to- sign change the first derivative test looks for at a local maximum; the curve is "concave down" near cc, shaped like the top of a dome. If f′′(c)>0f''(c) > 0, the slope is increasing through cc, consistent with f′f' going from negative to positive -- a local minimum, with the curve "concave up," shaped like the bottom of a bowl. This concavity picture is the intuition behind the test being a provable tool: it can be justified rigorously via a local (Taylor-type) approximation of ff near cc, but the picture above is sufficient to use it correctly and is the level expected here.

Worked method. (1) Find f′(x)f'(x) and solve f′(x)=0f'(x) = 0 for the critical points. (2) Find f′′(x)f''(x). (3) Evaluate f′′f'' at each critical point and apply the three-way rule above. (4) Where the value is asked for (not just the location), substitute the critical xx back into the original f(x)f(x) -- see Example 8, where f′′(1)=−6<0f''(1) = -6 < 0 gives a local maximum value f(1)=19f(1) = 19, and f′′(3)=6>0f''(3) = 6 > 0 gives a local minimum value f(3)=15f(3) = 15.

Watch out

The most common real error in this section is misclassifying a critical point -- calling a local minimum a local maximum, or vice versa -- by forgetting that a negative second derivative signals a maximum (concave down, like an upside-down bowl) and a positive second derivative signals a minimum (concave up, like a right-side-up bowl). Always re-check the sign carefully rather than guessing from the shape of the formula. …